Non-Disclosure of Client Information
McCurdy & Andrew Investments, LLC. maintains safeguards to comply with federal and state standards to guard each client's non-public personal information ("NPI"). McCurdy & Andrew Investments, LLC. does not share any NPI with any nonaffiliated third parties, except in the following circumstances:
- as necessary to provide the service that the client has requested or authorized, or to maintain and service the client's account;
- as required by regulatory authorities or law enforcement officials who have jurisdiction over McCurdy & Andrew Investments, or as otherwise required by any applicable law;
- to the extent reasonably necessary to protect the confidentiality or security of the financial institution's records against fraud and for institutional risk control purposes; and
- to provide information to the firm's attorneys, accountants and auditors or others determining compliance with industry standards.
Employees are prohibited, either during or after termination of their employment, from disclosing NPI to any person or entity outside McCurdy & Andrew Investments, LLC., including family members, except under the circumstances described above. An employee is permitted to disclose NPI only to such other employees who need to have access to such information to deliver our services to the client.
