Effective 12/18/2019


Table of Fees for Services

Carefully read item 4 and 5 of Form ADV Part 2A (“Brochure”), as these sections of the Brochure contain important details about McCurdy Investments, LLC advisory services and fees. Fees maybe negotiable. The fees below will only apply to you when you request the services listed.

Fees Charged by

Investment Adviser

 

 

Fee Amount

Frequency Fee is

Charged

 

Services

Assets Under Management Fee

$0 - $250,000

$250,001-$500,000

$500,001-$1,000,000

$1,000,001 - $2,000,000

Above $2,000,000

1.50%

1.25%

1.10%

.80

Negotiable

Quarterly

 in rears

Portfolio management for individuals and small businesses; financial planning services

Hourly Fee

$150

Per hour

individuals and small businesses; financial planning services, consulting

Subscription Fee

NA

 

 

Fixed Fee

NA

 

 

Commissions to the Adviser

None

 

 

Performance-based Fee

NA

 

 

Other

NA

 

 

 

Fees charged by Third Parties

 

Fee Amount

Frequency Fee is

Charged

 

Services

Third Party Money Manager

None

 

 

Robo-Adviser Fee

None

 

 

Talk with your Adviser about fees and costs applicable to you

Additional fees and costs to discuss with your Adviser

Additional Fees/Cost

Yes/No

Paid To

Brokerage Fees

No

 

Commissions

Yes

To TD trading fee

Custodian Fees

Yes

Per TD Ameritrade schedule

Mark-ups

No

 

Mutual Fund/ETF Fees and Expenses

.05 to 1.20

Mutual funds and ETF  various

Fee Discretion

The Firm, in its sole discretion, is permitted to negotiate to charge a lesser management fees or financial planning fees based upon certain criteria, such as anticipated future earning capacity, anticipated future additional assets, dollar amount of assets to be managed, related accounts, account composition, pre-existing/legacy client relationship, account retention, and pro bono activities. The Firm, in its sole discretion, is permitted to negotiate to charge a lesser management fees or financial planning fees based upon certain criteria, such as anticipated future earning capacity, anticipated future additional assets, dollar amount of assets to be managed, related accounts, account composition, pre-existing/legacy client relationship, account retention, and pro bono activities.

Fees for education seminars and workshops

401k Services